-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DJadCUyqDblKzVtb8TN9fu56AlVgxuk5QliZqQRhJNpf7xLASHHYhgD4QgqtUrFI 4TC87tNF3/A4lXDwRUQc6g== 0000950162-07-000147.txt : 20070313 0000950162-07-000147.hdr.sgml : 20070313 20070313115208 ACCESSION NUMBER: 0000950162-07-000147 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070313 DATE AS OF CHANGE: 20070313 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Koppers Holdings Inc. CENTRAL INDEX KEY: 0001315257 STANDARD INDUSTRIAL CLASSIFICATION: LUMBER & WOOD PRODUCTS (NO FURNITURE) [2400] IRS NUMBER: 201878963 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81507 FILM NUMBER: 07689763 BUSINESS ADDRESS: STREET 1: 436 SEVENTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15219 BUSINESS PHONE: 412-227-2001 MAIL ADDRESS: STREET 1: 436 SEVENTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15219 FORMER COMPANY: FORMER CONFORMED NAME: KI Holdings Inc. DATE OF NAME CHANGE: 20050124 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Saratoga Partners III, L.P. CENTRAL INDEX KEY: 0001349459 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 535 MADISON AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-906-7124 MAIL ADDRESS: STREET 1: 535 MADISON AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G/A 1 saratoga13ga_031307.htm KOPPERS HOLDINGS, INC./SARATOGA PARTNERS III, L.P. - SCHEDULE 13G/A - 02/26/07 Koppers Holdings, Inc./Saratoga Partners III, L.P. - Schedule 13G/A - 02/26/07
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934

Koppers Holdings Inc.

(Name of Issuer)


Common Stock, par value $0.01 per share

(Title of Class of Securities)


50060P106

(CUSIP Number)


February 26, 2007

(Date of Event Which Requires Filing of this Statement)



Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[  ] Rule 13d-1(b)

[ ] Rule 13d-1(c)

[ X] Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 





SCHEDULE 13G/A


1.
Names of Reporting Persons:  Saratoga Partners III, L.P.
I.R.S. Identification Nos. of above persons (entities only):  13-3767051
 
2.
Check the Appropriate Box if a Member of a Group
(See Instructions)                                                                                                                       (a) o
                                                                                                                                                    (b) o
3.
SEC Use Only
 
4.
Citizenship or Place of Organization
 
Delaware
 
5.
Sole Voting Power
 
2,087,661
Number of
Shares
Beneficially
6.
Shared Voting Power
 
0
Owned by Each
Reporting
Person With:
7.
Sole Dispositive Power
 
2,087,661
 
8.
Shared Dispositive Power
 
0
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
2,087,661 shares
10.
Check box if the Aggregate Amount in Row (9) Excludes
Certain Shares (See Instructions)                                                                                                                   o
 
11.
Percent of Class Represented by Amount in Row (9)
 
10.1%
12.
Type of Reporting Person (See Instructions)
 
PN
 

 



Item 1.
 
(a)            Name of Issuer:
 
The name of the issuer is Koppers Holdings Inc. (the "Issuer").
 
(b)           Address of Issuer's Principal Executive Offices:
 
The principal executive offices of the Issuer are located at 436 Seventh Avenue, Pittsburgh, Pennsylvania 15219-1800.
 
Item 2.
 
(a)            Name of Person Filing:
 
This Schedule 13G Statement (this "Statement") is hereby filed by Saratoga Partners III, L.P.
 
(b)           Address of Principal Business Office, or, if none, Residence:
 
535 Madison Avenue
New York, NY 10022
 
(c)           Citizenship:
 
Delaware
 
(d)           Title of Class of Securities:
 
Common Stock, par value $0.01 per share
 
(e)            CUSIP Number: 50060P106
 

 
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
 
 
(a)
[  ]
Broker or dealer registered under Section 15 of the Act
                                                (15 U.S.C. 78o);
 
 
(b)
[  ]
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
 
 
(c)
[  ]
Insurance company as defined in Section 3(a)(19) of the Act
                                                (15 U.S.C. 78c);
 
 
(d)
[  ]
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
 
(e)
[  ]
An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E);
 
 
(f)
[  ]
An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F);
 





 
(g)
[  ]
A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G);
 
 
(h)
[  ]
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
 
(i)
[  ]
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
 
(j)
[  ]
Group, in accordance with Section 240.13d-1(b)(1)(ii)(J).
 
Item 4. Ownership.
 
(a)            Amount beneficially owned:
 
2,087,661 shares
 
(b)           Percent of class:
 
10.1%
 
(c)           Voting and dispositive power:
 
Sole voting power: 2,087,661 shares
 
Sole dispositive power: 2,087,661 shares
 
Item 5. Ownership of Five Percent or Less of a Class.
 
 
Not Applicable
 
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
 
 
Not Applicable
 
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
 
                        Not applicable.
 
Item 8. Identification and Classification of Members of the Group.
 
                        Not applicable.
 
Item 9. Notice of Dissolution of Group.
 
                        Not applicable.
 
Item 10. Certification.
 
                        Not applicable.
 





SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated: March 13, 2007
 
SARATOGA PARTNERS III, L.P.
 
/s/ Richard A. Petrocellii        
Name:  Richard A. Petrocelli
Title:    Treasurer
 

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